Dao Academy

How science became usefulLesson 2 of 4

A home for free learning

Two powers held in balance, self-governing cities, and a new kind of guild called the university gave Europe a protected place to think.

About 12 minutes, with one activity · 8 minutes of video

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Two powers

Greek science had no lasting institutions behind it. Plato’s Academy and Aristotle’s Lyceum were private schools, and the Museum at Alexandria, where scholars did draw royal stipends, lasted only as long as the favor of its kings. Nobody expected results from them. That freedom was the point, but it also made Greek learning fragile. When its cities fell, it had nowhere safe to live. This course’s first argument is that Christian Europe built that safe place. It started with an unusual attitude toward power.

Christianity spread slowly. More than three hundred years passed between Jesus’s ministry and 380, when it became the official religion of the Roman Empire. That’s longer than most Chinese dynasties lasted. For most of that time it was a religion of the poor and the weak, surrounded by enemies. So, in this reading, it learned to keep out of the state’s way, and it drew on a saying of Jesus to do so:

Render to Caesar the things that are Caesar’s, and to God the things that are God’s.

Gospel of Mark 12:17 (King James Version)

Worldly government belonged to rulers; spiritual authority belonged to the church. Christians generally obeyed the governments they lived under. In this reading, the church kept this division even after it became powerful. In the Middle Ages the church held Europe together, but popes didn’t try to run kingdoms in place of kings.

The division was sharpened in what the American legal historian Harold Berman called the Papal Revolution, in the late eleventh and early twelfth centuries. Popes asserted the church’s independence from emperors and kings, and scholars at Bologna revived ancient Roman law. The church built its own system of law, called canon law, to govern its own affairs and mark the limits of royal power. Two powers, church and crown, now lived side by side within a framework of law. Their relationship was orderly but tense, and that tension left room for something new.

The third force

After about the year 1000, Europe grew. New farming methods, like the heavy plow and rotating crops through three fields, fed more people, and trade revived. Merchants and craftsmen became a third force, squeezed between the power of kings and the power of the church, and they found their home in the city.

A European city was more than a place. It was a self-governing body. A king, a bishop, or a lord granted it a charter, and its citizens then ran their own affairs, with their own councils, courts, and taxes. A serf who lived in such a town for a year and a day could claim freedom, a rule German historians later summed up as “city air makes you free.” Chinese cities, by contrast, were what this course bluntly calls “pseudo-cities”: walls around a market, governed by officials sent from the capital. They never governed themselves.

Inside the city, people organized into guilds: bakers, shoemakers, coppersmiths, cloth merchants. Each guild was a small self-governing association of free individuals that set its own rules and defended its members’ rights. In this reading, the free individual is the key to understanding Western civilization. Cities, guilds, and later capitalism all grew from it. And one kind of guild matters more than all the others for the history of science.

A guild called a university

Each fall, freshmen arrive at China’s best universities asking how to get high grades. That is a high school question. A university is about self-directed, free learning. The confusion runs deep. China’s primary and secondary schools grew out of its own traditions, but its universities were imported from the West, around 1900, so to many Chinese students college just feels like more school.

Where did universities come from? Not from any government plan. In the 1100s, as translations of Greek and Arabic learning spread, people across Europe wanted to study. A good teacher would set up in some town and students would flock to him; teachers in turn went where the students were. There were no campuses and no buildings, only people.

To protect themselves, they did what every other trade did: they formed guilds. Teachers asked the church to grant them the legal status of clergy, which put their disputes under church courts instead of local ones. They bargained with townspeople over rents and threatened to leave if they didn’t get their way. Students formed guilds too. At Bologna, the student guild hired the professors and fined them for starting late or skipping hard parts of the syllabus. They were protecting themselves from what Chinese students today call 水课, “watered-down courses.”

Bologna, traditionally dated to 1088, is counted as the first university. It was run by its students: the rector was a student, and professors had to swear to obey the student statutes. Paris, which took shape around 1200, was a guild of teachers. When a town treated its scholars badly, they could simply leave. In 1209 some Oxford scholars left for Cambridge. In 1222 a group from Bologna founded the university at Padua. In 1229 the University of Paris went on strike and dispersed for two years.

A guild or a state school?

China had higher learning long before Europe did. The Imperial Academy, 太学 tàixué, was founded in 124 BCE under Emperor Wu of Han. Decide whether each feature describes a medieval European university or China’s Imperial Academy.

  • It was founded by the scholars themselves, who then won charters and privileges from popes and kings.The medieval universities. They grew up first and were recognized afterward.
  • It was established by the emperor to prepare men for government service.The Imperial Academy. Its later form, the Guozijian 国子监, was part of the road into officialdom for more than a thousand years.
  • Students elected the head of the school.Bologna. Its rector was a student, and the professors swore to obey the student statutes.
  • Teaching centered on the Confucian classics, the texts the civil service examinations tested.The Imperial Academy. Its curriculum served the state’s need for officials.
  • It could threaten to move to another town, and sometimes did.The medieval universities. Cambridge and Padua were both founded by scholars who walked out.
  • Students received support from the state and could be selected for official posts.The Imperial Academy. Its students were, in effect, trainee officials.

First a person, then a professional

Why did medieval society want universities at all? The answer is practical. Christian Europe needed three kinds of professionals: doctors to care for the body, priests for the soul, and lawyers for society. So every full university had three higher faculties: medicine, theology, and law.

But nobody went straight into them. First you studied in the faculty of arts, and there you learned the seven liberal arts from Course 1: the trivium of grammar, logic, and rhetoric, and the quadrivium of arithmetic, geometry, music, and astronomy. These were the Greek and Roman subjects of free people. Only after earning a degree in arts could you go on to theology, law, or medicine. In short: first become a person, then become a professional.

Two diagrams side by side. Medieval university: the faculty of arts at the base, with theology, law, and medicine above it. American university today: college at the base, with divinity school, law school, and medical school above it. Medieval universityAmerican university today TheologyLawMedicine DivinityschoolLaw school(JD)Medicalschool (MD) Faculty of arts grammar · logic · rhetoric arithmetic · geometry · music · astronomy College general education and a major bachelor’s degree first Degrees in the higher faculties came only after the arts.
The medieval pattern survives most clearly in the United States. Law and medicine are graduate degrees here, so every lawyer and doctor finishes college first.

Compare China today, where students go straight into law, business, or management as undergraduates. Some of the brightest applicants to China’s top universities choose business schools at eighteen. This course finds that backward. By medieval standards, you should first learn the subjects that make a free person, and only then learn a trade.

A fortress of free learning

The faculty of arts, in this reading, became a fortress of free learning. It taught Greek philosophy, above all Aristotle, and it could teach it on its own terms. There were conflicts. Theology professors worried that arts masters were following Aristotle wherever he led, even where he contradicted Christian doctrine. In 1277 the bishop of Paris condemned 219 propositions, some of them taught in the arts faculty. But the conflict itself shows how much room the arts masters had.

We tend to imagine the medieval church controlling every thought in Europe for a thousand years. The picture here is different. The church divided power with kings, and it sheltered universities where Greek learning could be studied and argued over for centuries. These, the argument goes, were Christianity’s institutional gifts to the modern world.

In this course’s account, what made the medieval university a “fortress of free learning”?

Closer to home

If you went to an American college, you have lived inside this medieval design. General education requirements are the faculty of arts. “Pre-med” and “pre-law” aren’t majors, because medicine and law come after college. Harvard’s governing board, founded in 1650, is still legally called the President and Fellows of Harvard College, and people still call it the Harvard Corporation. The word “corporation” comes from the same medieval idea as universitas: a body of people that governs itself.

Families who immigrated from China sometimes find this system baffling. Why should a future doctor spend two years on writing seminars and philosophy? The answer here is the medieval one. The university’s first job is to form a free person, and professional training comes after.

Another view

Many historians agree that institutions mattered. The sociologist Toby Huff argues that Europe’s distinctive advantage was legal: cities and universities were self-governing corporations, which neither the Islamic world nor imperial China had in the same form. Max Weber made a similar point about Chinese cities in 1921.

Others add qualifications. Chinese merchant guilds could be powerful, as William Rowe showed for the Qing trading city of Hankou. Private academies like the White Deer Grotto Academy, revived by Zhu Xi in 1179, gave scholars real intellectual independence. And medieval universities taught Aristotle’s natural philosophy from books, not experiment. Much of the Scientific Revolution happened outside them, in new bodies like London’s Royal Society, founded in 1660. The universities kept Greek learning alive; whether they gave birth to modern science is a harder question.

What to keep

  • Christianity separated spiritual and worldly power, and the Papal Revolution set the two side by side within a framework of law.
  • Between them grew a third force: self-governing cities, guilds, and free individuals.
  • Universities began as guilds of teachers and students. Their arts faculty taught the Greek liberal arts first, then theology, law, and medicine.
  • This course calls the university a fortress of free learning. Historians agree it gave Greek learning a lasting home, but most of the Scientific Revolution happened outside its walls.

Think it over

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Sources and further reading

  • Harold J. Berman, Law and Revolution: The Formation of the Western Legal Tradition, Harvard University Press, 1983.
  • Hastings Rashdall, The Universities of Europe in the Middle Ages, 1895; new edition, Oxford University Press, 1936.
  • Edward Grant, The Foundations of Modern Science in the Middle Ages, Cambridge University Press, 1996.
  • Toby E. Huff, The Rise of Early Modern Science: Islam, China, and the West, Cambridge University Press, 1993.
  • Max Weber, The City, 1921.